Warwick provides Compliance Officer/MLRO/MLCO services in respect of client fund entities and overarching compliance support to fund & fund related corporate clients across all of Dominion’s operating offices. He is responsible for ongoing monitoring of CDD and compliance and risk framework for fund clients in Jersey and to provide regular compliance reporting to fund boards. He also monitors that the funds business and operations model is maintained across all jurisdictions.
Internally Warwick acts as Deputy to the Compliance Officer, Money Laundering Reporting Officer and Money Laundering Compliance Officer and will soon become the Compliance Officer, Money Laundering Reporting Officer and Anti-Money Laundering Compliance Officer for Dominion Cayman,
During his time at Dominion Warwick has gained good knowledge of regulatory requirements in the Jersey, Swiss and Maltese financial sectors. He had extensive involvement in Dominion’s expansion into Switzerland, during which time he gained project management experience and exposure to cultural challenges.
He has obtained the STEP Foundation Certificate in International Trust Management, the ICA International Advanced Certificate in Compliance and the ICA International Diploma in Anti-Money Laundering. He also has completed the Institute of Financial Studies Diploma in Financial Studies. Additionally, in 2018, Warwick successfully passed the ICA International Diploma in Governance, Risk and Compliance.
In his spare time Warwick enjoys travelling, keeping fit and is an avid sports fan.
Qualifications: MICA, ICA International Diploma in Governance, Risk and Compliance